0000950123-11-029680.txt : 20110328 0000950123-11-029680.hdr.sgml : 20110328 20110328155657 ACCESSION NUMBER: 0000950123-11-029680 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110328 DATE AS OF CHANGE: 20110328 GROUP MEMBERS: 915 INVESTMENTS, LP GROUP MEMBERS: AGNES C. KIM GROUP MEMBERS: DAVID D. KIM GROUP MEMBERS: DAVID D. KIM TRUST OF 12/31/87 GROUP MEMBERS: DAVID D. KIM, AS TRUSTEE GROUP MEMBERS: IRV DEED OF TRUST OF JAMES J. KIM F/B/O DAVID 11/11/05 GROUP MEMBERS: IRV DEED OF TRUST OF JAMES J. KIM FBO JASON 11/17/03 GROUP MEMBERS: IRV DEED OF TRUST OF JAMES J. KIM FOR ALEXANDRA 12/24/92 GROUP MEMBERS: IRV DEED OF TRUST OF JAMES J. KIM FOR ALLYSON 10/15/01 GROUP MEMBERS: IRV DEED OF TRUST OF JAMES J. KIM FOR DYLAN 10/15/01 GROUP MEMBERS: IRV DEED OF TRUST OF JAMES J. KIM FOR JACQUELINE 10/3/94 GROUP MEMBERS: IRV DEED OF TRUST OF SUSAN Y. KIM DATED 4/16/98 ALEXANDRA GROUP MEMBERS: IRV DEED OF TRUST OF SUSAN Y. KIM DATED 4/16/98 DYLAN GROUP MEMBERS: IRV DEED OF TRUST OF SUSAN Y. KIM DATED 4/16/98 JACQUELINE GROUP MEMBERS: JAMES J. KIM 2008 QUALIFIED ANNUITY TRUST UA DATED 11/14/08 GROUP MEMBERS: JAMES J. KIM 2008 TRUST FBO ALEXANDRA DESCENDANTS 2/5/08 GROUP MEMBERS: JAMES J. KIM 2008 TRUST FBO DESCENDANTS OF DAVID 2/5/08 GROUP MEMBERS: JAMES J. KIM 2008 TRUST FBO DESCENDANTS OF JOHN 2/5/08 GROUP MEMBERS: JAMES J. KIM 2008 TRUST FBO DYLAN AND DESCENDANTS 2/5/08 GROUP MEMBERS: JAMES J. KIM 2008 TRUST FBO JACQUELINE DESCENDANTS 2/5/08 GROUP MEMBERS: JAMES J. KIM 2009 QUALIFIED ANNUITY TRUST DATED 12/29/09 GROUP MEMBERS: JAMES J. KIM GRAT REMAINDER TRUST UA DATED 11/14/08 GROUP MEMBERS: JOHN T. KIM GROUP MEMBERS: JOHN T. KIM 2007 CHILDRENS TRUST UA DATED 12/28/07 GROUP MEMBERS: JOHN T. KIM TRUST OF 12/31/87 GROUP MEMBERS: JOHN T. KIM, AS TRUSTEE GROUP MEMBERS: SUJODA INVESTMENTS, LP GROUP MEMBERS: SUSAN Y. KIM GROUP MEMBERS: SUSAN Y. KIM TRUST OF 12/31/87 GROUP MEMBERS: SUSAN Y. KIM, AS TRUSTEE GROUP MEMBERS: THE JAMES AND AGNES KIM FOUNDATION, INC. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KIM JAMES J CENTRAL INDEX KEY: 0001158839 FILING VALUES: FORM TYPE: SC 13D/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY INC CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55313 FILM NUMBER: 11715605 BUSINESS ADDRESS: STREET 1: 1900 SOUTH PRICE ROAD CITY: CHANDLER STATE: AZ ZIP: 85248 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 1900 SOUTH PRICE ROAD CITY: CHANDLER STATE: AZ ZIP: 85248 SC 13D/A 1 l42146sc13dza.htm SC 13D/A sc13dza

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 5)*

AMKOR TECHNOLOGY, INC.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
031652100
(CUSIP Number)
James J. Kim
1900 S. Price Road
Chandler, AZ 85286
Telephone: (480) 575-7253
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Copy to:

Richard D. Rosen, Esq.
Cohen & Grigsby, P.C.
625 Liberty Avenue
Pittsburgh, PA 15222-3152
Telephone: (412) 297-4927
See Item 6
(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

 
 


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  United States of America
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   69,453,217 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,930,555 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   69,453,217 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,930,555 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  71,383,772 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  28.3% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  IN

2


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Agnes C. Kim
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  United States of America
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   23 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   23 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  23 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.0%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  IN

3


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

John T. Kim
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  United States of America
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   60,001 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   6,189,831 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   60,001 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    6,189,831 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  6,249,832 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  3.2% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  IN

4


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

John T. Kim, as Trustee
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  United States of America
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   14,142,344 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   24,441,078 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   14,142,344 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    24,756,078 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  38,898,422 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  19.7% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  IN

5


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

David D. Kim
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  United States of America
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   6,189,831 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    6,189,831 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  6,189,831 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  3.1% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  IN

6


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

David D. Kim, as Trustee
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  United States of America
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   14,457,344 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   2,698,513 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   14,457,344 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    2,698,513 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  17,155,857 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  8.7% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  IN

7


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Susan Y. Kim
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  United States of America
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   6,189,831 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    6,189,831 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  6,189,831 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  3.1% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  IN

8


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Susan Y. Kim, as Trustee
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  United States of America
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   6,572,344 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   25,036,520 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   6,257,344 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    25,351,520 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  31,608,864 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  16.0% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  IN

9


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

David D. Kim Trust of 12/31/87
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   14,457,344 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   14,457,344 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  14,457,344 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  7.3%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

10


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

John T. Kim Trust of 12/31/87
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   14,142,344 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   14,142,344 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  14,142,344 shares of the common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  7.2%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

11


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Susan Y. Kim Trust of 12/31/87
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   6,257,344 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   6,257,344 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  6,257,344 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  3.2%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

12


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Kim Panichello
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   2,733,334 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    2,733,334 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  2,733,334 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  1.4%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

13


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Mary Panichello
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   2,733,333 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    2,733,333 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  2,733,333 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  1.4%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

14


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Dylan James Panichello
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   2,733,333 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    2,733,333 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  2,733,333 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  1.4%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

15


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,345,113 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,345,113 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,345,113 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

16


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,345,113 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,345,113 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,345,113 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

17


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,345,113 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,345,113 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,345,113 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

18


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,345,113 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,345,113 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,345,113 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

19


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of James J. Kim FBO Jason Lee Kim dated 11/17/03
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,345,113 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,345,113 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,345,113 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

20


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Irrevocable Deed of Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,335,113 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,335,113 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,335,113 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

21


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim 2008 Trust FBO Alexandra Kim Panichello and Descendants dated 2/5/08
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,363,400 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,363,400 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,363,400 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

22


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim 2008 Trust FBO Jacqueline Mary Panichello and Descendants dated 2/5/08
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,363,400 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,363,400 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,363,400 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

23


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim 2008 Trust FBO Dylan James Panichello and Descendants dated 2/5/08
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,363,400 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,363,400 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,363,400 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

24


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   2,726,800 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    2,726,800 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  2,726,800 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  1.4%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

25


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim 2008 Trust FBO Descendants of David D. Kim dated 2/5/08
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,363,400 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,363,400 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,363,400 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.7%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

26


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim 2008 Qualified Annuity Trust UA dated 11/14/08
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  0
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.0%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

27


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim GRAT Remainder Trust UA dated 11/14/08
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  0
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.0%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

28


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

The James and Agnes Kim Foundation, Inc.
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Pennsylvania Non-Profit Corporation
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   1,150,000 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   1,150,000 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,150,000 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.6%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

29


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

915 Investments, LP
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Pennsylvania Limited Partnership
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   49,594,980 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   49,594,980 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  49,594,980 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  20.1% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  PN

30


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

James J. Kim 2009 Qualified Annuity Trust dated 12/29/09
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  No change.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   0
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   1,930,555 shares
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    1,930,555 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  1,930,555 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  1.0%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

31


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

John T. Kim 2007 Children’s Trust UA dated 12/28/07
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Commonwealth of Pennsylvania
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   315,000 share
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   0
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    315,000 shares
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  315,000 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  0.2%
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  OO

32


 

                     
CUSIP No.
 
031652100 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Sujoda Investments, LP
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ 
  (b)   o 
     
3.   SEC USE ONLY
   
   
     
4.   SOURCE OF FUNDS (SEE INSTRUCTIONS).
   
  See Item 3.
     
5.   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6.   CITIZENSHIP OR PLACE OF ORGANIZATION.
   
  Pennsylvania Limited Partnership
       
  7.   SOLE VOTING POWER.
     
NUMBER OF   6,189,831 shares
       
SHARES 8.   SHARED VOTING POWER.
BENEFICIALLY    
OWNED BY   0
       
EACH 9.   SOLE DISPOSITIVE POWER.
REPORTING    
PERSON   6,189,831 shares
       
WITH 10.   SHARED DISPOSITIVE POWER.
     
    0
     
11.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
   
  6,189,831 shares of common stock
     
12.   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
   
  3.1% SEE ITEM 5.
     
14.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS).
   
  PN

33


 

ITEM 1. SECURITY AND ISSUER.
     This Amendment No. 5 (the “Amendment”) amends the Statement on Schedule 13D filed with the Securities and Exchange Commission (the “Commission”) on November 28, 2005, as amended by Amendment No. 1 filed with the Commission on April 4, 2008, Amendment No. 2 filed with the Commission on March 19, 2009, Amendment No. 3 filed with the Commission on April 16, 2009 and Amendment No. 4 filed with the Commission on February 5, 2010, by the reporting persons who then constituted the Group and relates to the common stock, $0.001 par value per share (the “Common Stock”), of Amkor Technology, Inc., a Delaware corporation (“Amkor” or the “Issuer”). The principal executive offices of Amkor are located at 1900 South Price Road, Chandler, Arizona 85286.
     This Amendment is being filed to report (i) the conversion by James J. Kim, The James and Agnes Kim Foundation, Inc., Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94, Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92, Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01, Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01, Irrevocable Deed of Trust of James J. Kim FBO Jason Lee Kim dated 11/17/03 and Irrevocable Deed of Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05 (collectively, the “2005 Investors”) of all $100 million aggregate principal amount of Amkor’s 6.25% Convertible Subordinated Notes due 2013 (the “2005 Notes”) held by them on January 19, 2011 into 13,351,131 shares of Common Stock as provided for by the terms of the 2005 Notes, (ii) the gift of 315,000 shares of Common Stock held by the John T. Kim Trust of December 31, 1987 to the John T. Kim 2007 Children’s Trust UA dated 12/28/07 (“John T. Kim 2007 Children’s Trust”) on August 4, 2010, (iii) the gift of 1,000 shares of Common Stock held by James J. Kim to an individual who is not a part of the Reporting Group on May 22, 2009, (iv) the gift of 6,189,831 shares of Common Stock held by The James J. Kim 2008 Qualified Annuity Trust UA dated 11/14/08 (the “2008 GRAT”) to The James J. Kim GRAT Remainder Trust UA dated 11/14/08 (the “2008 Remainder Trust”) on December 31, 2010, (v) the distribution of the remaining 1,879,614 shares of Common Stock held by the 2008 GRAT to James J. Kim on December 31, 2010, and termination of such trust, (vi) the contribution on December 31, 2010 of the 6,189,831 shares of Common Stock held by the 2008 Remainder Trust to Sujoda Investments, LP (“SI, LP”), a partnership established for the benefit of members of the James J. Kim family, in exchange for the issuance of limited partnership units of SI, LP.
ITEM 2. IDENTITY AND BACKGROUND.
     (a) This Amendment is being filed by the Group and separately by each of the following persons comprising the Group (each a “Reporting Person”):
  i.   James J. Kim
 
  ii.   Agnes C. Kim
 
  iii.   John T. Kim
 
  iv.   John T. Kim, as Trustee
 
  v.   David D. Kim
 
  vi.   David D. Kim, as Trustee
 
  vii.   Susan Y. Kim
 
  viii.   Susan Y. Kim, as Trustee
 
  ix.   David D. Kim Trust of 12/31/87

34


 

  x.   John T. Kim Trust of 12/31/87
 
  xi.   Susan Y. Kim Trust of 12/31/87
 
  xii.   Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Kim Panichello
 
  xiii.   Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Mary Panichello
 
  xiv.   Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Dylan James Panichello
 
  xv.   Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94
 
  xvi.   Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92
 
  xvii.   Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01
 
  xviii.   Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01
 
  xix.   Irrevocable Deed of Trust of James J. Kim FBO Jason Lee Kim dated 11/17/03
 
  xx.   Irrevocable Deed of Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05
 
  xxi.   James J. Kim 2008 Trust FBO Alexandra Kim Panichello and Descendants dated 2/5/08
 
  xxii.   James J. Kim 2008 Trust FBO Jacqueline Mary Panichello and Descendants dated 2/5/08
 
  xxiii.   James J. Kim 2008 Trust FBO Dylan James Panichello and Descendants dated 2/5/08
 
  xxiv.   James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08
 
  xxv.   James J. Kim 2008 Trust FBO Descendants of David D. Kim dated 2/5/08
 
  xxvi.   James J. Kim 2008 Qualified Annuity Trust UA dated 11/14/08
 
  xxvii.   The James and Agnes Kim Foundation, Inc.
 
  xxviii.   915 Investments, LP, for which James J. Kim is the sole general partner
 
  xxix.   James J. Kim 2009 Qualified Annuity Trust dated 12/29/09
 
  xxx.   John T. Kim Children’s Trust UA dated 12/28/07
 
  xxxi.   Sujoda Investments, LP, for which Sujoda Management, LLC is the sole general partner
     (b) The principal business address for the natural persons listed above, who are all members of the Kim family (the “Kim Family”), and for the trusts for the members of the Kim Family listed above and their descendants (as such trusts are amended, modified or supplemented from time to time, the “Kim Trusts”) is 1900 South Price Road, Chandler, AZ 85286. The principal business address for The James and Agnes Kim Foundation, Inc. (the “Foundation”) is 1345 Enterprise Drive, West Chester, Pennsylvania 19380. The principal business address for 915 Investments, LP, a Pennsylvania limited partnership (the “915 Partnership”), is 915 Mount Pleasant Road, Bryn

35


 

Mawr, Pennsylvania 19010. The principal business address for SI, LP, a Pennsylvania limited partnership, is 854 Mount Pleasant Road, Bryn Mawr, Pennsylvania 19010.
     (c) Attached as Schedule I hereto and incorporated herein by reference is a list containing (a) the present principal occupation or employment and (b) the name, principal business, and address of any corporation or other organization in which such employment is conducted, of each member of the Kim Family. The principal business of the Kim Trusts is purchasing, holding, and selling securities and other assets for investment purposes. The principal business of the Foundation is to receive contributions from donors, make investments and make grants to charitable organizations. The principal business of the 915 Partnership and SI, LP is to serve as a fund through which the assets of its partners will be utilized to invest in, hold and trade in securities and other investments.
     (d) During the last five years, none of the Reporting Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
     (e) During the last five years, none of the Reporting Persons has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding been subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
     (f) For each Reporting Person, the response to Row 6 on the cover page, indicating the citizenship or place of organization of such person, is incorporated herein by reference.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
     Item 3 is amended to include the following information:
     The $100 million aggregate principal amount of the 2005 Notes was converted into shares of Common Stock on January 19, 2011 at a conversion price of $7.49 per share as provided for by the terms of the 2005 Notes, which is described in more detail in Item 1.
     The following transfers were made without consideration: (i) 315,000 shares of Common Stock from the John T. Kim Trust of December 31, 1987 to the John T. Kim Children’s Trust on August 4, 2010, (ii) 1,000 shares of Common Stock from James J. Kim to an individual who is not a part of the Reporting Group on May 22, 2009, and (iii) 6,189,831 shares of Common Stock held by the 2008 GRAT to the 2008 Remainder Trust on December 31, 2010. The subsequent contribution of 6,189,831 shares of Common Stock by the 2008 Remainder Trust to SI, LP on December 31, 2010 was in exchange for the issuance of limited partnership units of SI, LP.
ITEM 4. PURPOSE OF TRANSACTION.
     Item 4 is amended and restated as follows:
     The Reporting Persons will hold the shares of Common Stock for investment purposes only.
     The 2005 Investors elected to convert the 2005 Notes held by them into shares of Common Stock on January 19, 2011 as provided for by the terms of the 2005 Notes. They have acquired such shares for investment purposes and the Reporting Persons will hold all of the shares of Common Stock for investment purposes only.
     The Reporting Persons intend to review on a continuing basis their investment in the Issuer. Depending upon the price and availability of the Issuer’s securities, subsequent developments affecting the Issuer, the Issuer’s business and prospects, other investment and business opportunities available to the Reporting Persons, general stock market and economic conditions, tax considerations and other factors, the Reporting Persons may, from time to time and at any time, decide to increase their investment in the Issuer, including without limitation by acquiring additional shares of Common Stock and/or other equity (including without limitation by conversion of convertible notes), debt, notes, instruments or other securities issued by of the Issuer, or related to the securities of the Issuer

36


 

(collectively, “Securities”), in the open market, by privately negotiated transactions or otherwise. Alternatively, the Reporting Persons may, from time to time and at any time, decide to decrease their investment in the Issuer, including without limitation by disposing of any or all of their Securities in the open market, by privately negotiated transactions or otherwise, or to engage in any hedging or similar transactions with respect to the Securities.
     James J. Kim is Executive Chairman and a director of the Issuer and John T. Kim is a director of the Issuer. In such capacities, and as stockholders, the Reporting Persons intend to be actively involved in the Issuer’s business, operations and planning and may in the future exercise any and all of their respective rights as stockholders of the Issuer in a manner consistent with their interests as equity owners.
     Other than as described above, none of the Reporting Persons has any current plans or proposals that relate to or would result in any of the actions described in subparagraphs (a) through (j), inclusive, of the disclosure items required by Item 4 of the Schedule 13D (although they reserve the right to develop such plans or proposals).
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
     Item 5 is amended and restated as follows:
     (a) The response to Row 11 in each Reporting Person’s cover page, indicating the aggregate number and percentage of shares of Common Stock beneficially owned by each Reporting Person, is incorporated herein by reference. Each Reporting Person states that the filing of this Schedule 13D shall not be construed as an admission that such Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Securities Act of 1933, as amended, the beneficial owner of the shares of Common Stock reported as beneficially owned by the other Reporting Persons in this Schedule 13D. The total number of shares which are beneficially owned by the members of the Group as a group is 138,396,737 or 55.89% of the outstanding shares of Common Stock. The number of shares beneficially owned by the Group includes 902,501 shares which may be acquired pursuant to options that are exercisable within 60 days of February 28, 2011 and 49,594,980 shares that are issuable upon the conversion of a note that is convertible at any time prior to its April 15, 2014 maturity date. The ownership percentages were calculated based on 197,189,515 outstanding shares of Common Stock of Amkor as of January 31, 2011 according to the Company’s Form 10-K filed for the year ended December 31, 2010, increased, as appropriate, to include the shares beneficially owned by such Reporting Person that may be acquired pursuant to options exercisable within 60 days of February 28, 2011 and/or shares that are issuable upon conversion of a note.
     (b) For each Reporting Person, the response to Row 7 on the cover page, indicating the number of shares as to which such person has the sole power to vote or to direct the vote is incorporated herein by reference.
     For each Reporting Person, the response to Row 8 on the cover page, indicating the aggregate number of shares as to which such person has shared power to vote or to direct the vote, is incorporated herein by reference.
     For each Reporting Person, the response to Row 9 on the cover page, indicating the number of shares as to which such person has the sole power to dispose or to direct the disposition is incorporated herein by reference.
     For each Reporting Person, the response to Row 10 on the cover page, indicating the number of shares as to which such person has the shared power to dispose or to direct the disposition is incorporated herein by reference.
     (c) See Items 1, 3, 4 and 6.
     (d) Not applicable.
     (e) Not applicable.

37


 

ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER
Item 6 is amended and restated as follows:
     Each of the individuals and trusts listed in Item 2(a) (previously defined as the “Group”) may be deemed a member of a group consisting of members of the Kim Family, the Kim Trusts established for the benefit of James J. Kim’s children and grandchildren, the Foundation, the 915 Partnership and SI, LP, who each exercise voting or investment power with respect to shares of the Issuer’s Common Stock in concert with other members of the Group. James J. Kim, as general partner of the 915 Partnership, has voting and investment power with respect to the 915 Partnership. Susan Y. Kim, David D. Kim and John T. Kim are members of the general partner of SI, LP. All of the directors and officers of the Foundation are members of the Kim Family. Accordingly, the Foundation might be expected to vote the shares of Common Stock of the Issuer that the Foundation owns in concert with the Kim Family, the Kim Trusts, the 915 Partnership and SI, LP.
     The 2005 Investors entered into a voting agreement dated as of November 18, 2005 (the “2005 Voting Agreement”). Pursuant to the 2005 Voting Agreement, the 2005 Investors are required to vote all shares of Amkor Common Stock issued upon conversion of the 2005 Notes, which were converted on January 19, 2011 (the “2005 Converted Shares”), in a “neutral manner” on all matters submitted to Amkor stockholders for a vote, such that with the exceptions noted below, the 2005 Converted Shares are voted in the same proportion as all of the other outstanding securities (excluding securities beneficially owned, directly or indirectly, by the 2005 Investors) that are actually voted (including abstentions) on a proposal submitted to Amkor’s stockholders for approval. The 2005 Investors are not required to vote in a “neutral manner” any 2005 Converted Shares that, when aggregated with all other voting shares held by the 2005 Investors, represent 41.6% or less of the total then-outstanding voting shares of Amkor Common Stock. The 2005 Voting Agreement shall terminate upon the earliest of (i) December 1, 2013, (ii) such time as no principal amount of 2005 Notes or any 2005 Converted Shares remains outstanding, (iii) a change of control transaction (as defined in the 2005 Voting Agreement) of Amkor, or (iv) the mutual agreement of the 2005 Investors and Amkor. A copy of the 2005 Voting Agreement is attached as Exhibit 10.1 to Amendment No. 3 of this Statement and incorporated herein by reference.
     The James J. Kim 2008 Trust FBO Alexandra Kim Panichello and Descendants, the James J. Kim 2008 Trust FBO Jacqueline Mary Panichello and Descendants, the James J. Kim 2008 Trust FBO Dylan James Panichello and Descendants, the James J. Kim 2008 Trust FBO Descendants of John T. Kim and the James J. Kim 2008 Trust FBO Descendants of David D. Kim are collectively referred to as the “2008 Trusts”. On February 11, 2008, the 2008 Trusts acquired an aggregate of 8,180,400 shares of Common Stock from Agnes C. Kim in a private transaction and financed such purchase by issuing promissory notes maturing on February 10, 2011, which were replaced with promissory notes maturing on December 31, 2016 (the “2008 Notes”). In connection with the 2008 Notes, the 8,180,400 shares held by the 2008 Trusts have been pledged to Agnes C. Kim as collateral for the 2008 Notes. If an event of default with respect to any of the 2008 Notes occurs, which may include failure to make note payments when due, default in a payment of other borrowed money, distribution of a substantial part of a trust’s property or judgments exceeding $25,000 being entered against a trust, Agnes C. Kim may declare any of the 2008 Notes in default and acquire voting and investment power with respect to the shares pledged as collateral.
     In connection with the issuance of $150 million of a 6.00% convertible senior subordinated note due April 15, 2014 (the “2014 Notes”), James J. Kim and the 915 Partnership (collectively, the “2009 Investors”) and Amkor entered into a voting agreement dated as of March 26, 2009 (the “2009 Voting Agreement”). Pursuant to the 2009 Voting Agreement, the 2009 Investors agreed to vote all shares of Amkor Common Stock issued upon conversion of the 2009 Note (the “2009 Converted Shares”) in accordance with the 2009 Voting Agreement. The 2009 Investors agree to vote all 2009 Converted Shares in a “neutral manner” on all matters submitted to Amkor stockholders for a vote, such that with the exceptions noted below, the 2009 Converted Shares are required to be voted in the same proportion as all of the other outstanding securities (excluding securities beneficially owned, directly or indirectly, by the 2009 Investors) that are actually voted (including abstentions) on a proposal submitted to Amkor’s stockholders for approval. The 2009 Investors are not required to vote in a “neutral manner” any 2009 Converted Shares that, when aggregated with all other voting shares held by the 2009 Investors, represent 41.6% or less of the total then-

38


 

outstanding voting shares of Amkor Common Stock. The 2009 Voting Agreement shall terminate upon the earliest of (i) such time as no principal amount of the 2014 Notes remains outstanding and the 2009 Investors or their affiliates no longer beneficially own any of the 2009 Converted Shares, (ii) consummation of a change of control (as defined in the 2009 Voting Agreement) of Amkor, or (iii) the mutual agreement of the 2009 Investors and Amkor. A copy of the 2009 Voting Agreement is attached as Exhibit 10.2 to Amendment No. 3 of this Statement and incorporated herein by reference.
     Amkor and the 2009 Investors also entered into a letter agreement dated March 26, 2009 (the “Letter Agreement”) pursuant to which, among other things, Amkor agreed to use reasonable efforts to register the resale of the 2009 Note (and any shares of Common Stock issued upon the conversion thereof) on a shelf registration statement pursuant to Rule 415 under the Securities Act of 1933, as amended (the “Securities Act”), upon the request of the 2009 Investors at any time after April 1, 2010. Amkor agreed to reimburse James J. Kim for the reasonable legal fees and expenses incurred by Mr. Kim in connection with the negotiation and purchase of the 2009 Note by the 915 Partnership. A copy of the Letter Agreement is attached as Exhibit 10.4 to Amendment No. 3 of this Statement and incorporated herein by reference.
     Finally, Amkor executed the 2009 Note in favor of the 915 Partnership, which matures on April 15, 2014. The 2009 Note accrues interest at a rate of 6.00% per year, which is subject to increase in certain circumstances, and is payable semi-annually in arrears on April 15 and October 15 of each year commencing October 15, 2009. The 2009 Note may be converted at any time by the 2009 Investors into shares of Common Stock at an initial conversion rate of 330.6332 shares of Common Stock per $1,000 principal amount of 2009 Note, subject to certain adjustments, which represent a conversion price of approximately $3.02 per share of Common Stock. Upon the occurrence of a designated event, which includes a change of control or termination of trading, the 2009 Investors may require Amkor to repurchase the 2009 Note at a price equal to 100% of the principal amount plus accrued and unpaid interest up to but excluding the repurchase date. The 2009 Note contains certain events of default that could, subject to certain conditions, cause the unpaid principal amount plus accrued and unpaid interest on the 2009 Note to be due and payable, which include default in the payment of principal or interest, default in the delivery when due of any Common Stock deliverable upon conversion, breach of covenants, failure to provide timely notice of any designated event, failure of Amkor or any of its material subsidiaries to make timely payment of debt in excess of $20 million and certain events of bankruptcy or insolvency of Amkor or any of its material subsidiaries. The shares issuable upon conversion of the 2009 Note have not been registered under the Securities Act. A copy of the form of 2009 Note is attached as Exhibit 10.5 to Amendment No. 3 of this Statement and incorporated herein by reference.
     None of the trust agreements for the Kim Trusts prohibit the trustees of such trusts from voting the shares of Common Stock of the Issuer held by them, in their discretion, in concert with members of the Kim Family. The 915 Partnership grants James J. Kim, its general partner, sole voting and investment power with respect to all of the securities held by the 915 Partnership. James J. and Agnes C. Kim are husband and wife. James J. Kim and Agnes C. Kim are the parents of Susan Y. Kim, David D. Kim and John T. Kim. Each of the David D. Kim Trust of 12/31/87, the John T. Kim Trust of 12/31/87 and the Susan Y. Kim Trust of 12/31/87 has as its sole trustee David D. Kim, John T. Kim and Susan Y. Kim, respectively. Susan Y. Kim is the parent of Alexandra Kim Panichello, Jacqueline Mary Panichello and Dylan James Panichello and is the co-trustee of each of her children’s trusts along with John T. Kim. John T. Kim is the parent of Allyson Lee Kim and Jason Lee Kim and is the co-trustee of each of his children’s trusts along with Susan Y. Kim. David D. Kim is co-trustee of the James J. Kim 2008 Trust FBO Descendants of David D. Kim dated 2/5/08, along with John T. Kim and Susan Y. Kim, and the Irrevocable Deed of Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05, along with John T. Kim. James J. Kim and Susan Y. Kim are co-trustees of the James J. Kim 2009 Qualified Annuity Trust dated 12/29/09. Susan Y. Kim, David D. Kim and John T. Kim are also co-trustees of the 2008 Remainder Trust and own 100% of Sujoda Management, LLC, the general partner of SI, LP.

39


 

ITEM 7. MATERIALS TO BE FILED AS EXHIBITS
     
Exhibit    
Number   Exhibit Name
99.1
  Fifth Amended and Restated Agreement regarding joint filing

40


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: March 8, 2011
         
/s/ James J. Kim      
James J. Kim     
     
/s/ Agnes C. Kim      
Agnes C. Kim     
     
/s/ John T. Kim      
John T. Kim     
     
/s/ John T. Kim      
John T. Kim, as Trustee     
     
/s/ David D. Kim      
David D. Kim     
     
/s/ David D. Kim      
David D. Kim, as Trustee     
     
/s/ Susan Y. Kim      
Susan Y. Kim     
     
/s/ Susan Y. Kim      
Susan Y. Kim, as Trustee     
     
David D. Kim Trust of 12/31/87
 
   
By:   /s/ David D. Kim      
  David D. Kim, as Trustee     
       
  John T. Kim Trust of 12/31/87
 
 
By:   /s/ John T. Kim      
  John T. Kim, as Trustee     
       
Susan Y. Kim Trust of 12/31/87
 
   
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Kim Panichello
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       

41


 

         
Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Mary Panichello
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Dylan James Panichello
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01
 
By:   /s/ John T. Kim      
  John T. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim FBO Jason Lee Kim dated 11/17/03
 
By:   /s/ John T. Kim      
  John T. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05
 
By:   /s/ David D. Kim      
  David D. Kim, as Trustee     
       
James J. Kim 2008 Trust FBO Alexandra Kim Panichello and Descendants dated 2/5/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
James J. Kim 2008 Trust FBO Jacqueline Mary Panichello and Descendants dated 2/5/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       

42


 

         
James J. Kim 2008 Trust FBO Dylan James Panichello and Descendants dated 2/5/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08
 
By:   /s/ John T. Kim      
  John T. Kim, as Trustee     
       
James J. Kim 2008 Trust FBO Descendants of David D. Kim dated 2/5/08
 
By:   /s/ David D. Kim      
  David D. Kim, as Trustee     
       
James J. Kim 2008 Qualified Annuity Trust UA dated 11/14/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
James J. Kim 2008 GRAT Remainder Trust UA dated 11/14/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
The James and Agnes Kim Foundation, Inc.
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Secretary     
       
915 Investments, LP
 
By:   /s/ James J. Kim      
  James J. Kim, as general partner     
       
James J. Kim 2009 Qualified Annuity Trust dated 12/29/09
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
John T. Kim Children’s Trust UA dated 12/28/07
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Sujoda Investments, LP
 
By:   Sujoda Management, LLC, its general partner      
     
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Manager     
       

43


 

Schedule 13D/A
SCHEDULE I
ITEM 2.   Name of Person Filing
James J. Kim
  (a)   Present principal occupation or employment:
Chairman of Issuer
 
  (b)   Address of Principal Business Office, or if none, Residence
1900 S. Price Road, Chandler, AZ 85286
ITEM 2.   Name of Person Filing
Agnes C. Kim
  (a)   Present principal occupation or employment:
Homemaker
 
  (b)   Address of Principal Business Office, or if none, Residence
1900 S. Price Road, Chandler, AZ 85286
ITEM 2.   Name of Person Filing
John T. Kim, individually and as trustee
  (a)   Present principal occupation or employment:
Private investor
 
  (b)   Address of Principal Business Office, or if none, Residence
1900 S. Price Road, Chandler, AZ 85286
ITEM 2.   Name of Person Filing
David D. Kim, individually and as Trustee
  (a)   Present principal occupation or employment:
Private investor
 
  (b)   Address of Principal Business Office, or if none, Residence
1900 S. Price Road, Chandler, AZ 85286
ITEM 2.   Name of Person Filing
Susan Y. Kim, individually and as Trustee
  (a)   Present principal occupation or employment:
Homemaker
 
  (b)   Address of Principal Business Office, or if none, Residence
1900 S. Price Road, Chandler, AZ 85286

44


 

Schedule 13D/A
EXHIBIT INDEX
     
Exhibit    
Number   Exhibit Name
99.1
  Fifth Amended and Restated Agreement regarding joint filing

45

EX-99.1 2 l42146exv99w1.htm EX-99.1 exv99w1
EXHIBIT 99.1
Schedule 13D/A
This Fifth Amended and Restated Agreement made by the undersigned persons certifies that each undersigned person agrees that the statement on Schedule 13D/A, and all amendments thereto, to which this Exhibit 99.1 is attached is filed on behalf of each of them and the Group. The “Group” (as defined in Rule 13d-5(b)) may be deemed to be composed of the following persons:
    James J. Kim
 
    Agnes C. Kim
 
    John T. Kim
 
    John T. Kim, as Trustee
 
    David D. Kim
 
    David D. Kim, as Trustee
 
    Susan Y. Kim
 
    Susan Y. Kim, as Trustee
 
    David D. Kim Trust of 12/31/87
 
    John T. Kim Trust of 12/31/87
 
    Susan Y. Kim Trust of 12/31/87
 
    Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Kim Panichello
 
    Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Mary Panichello
 
    Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Dylan James Panichello
 
    Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94
 
    Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92
 
    Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01
 
    Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01
 
    Irrevocable Deed of Trust of James J. Kim FBO Jason Lee Kim dated 11/17/03
 
    Irrevocable Deed of Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05
 
    James J. Kim 2008 Trust FBO Alexandra Kim Panichello and Descendants dated 2/5/08
 
    James J. Kim 2008 Trust FBO Jacqueline Mary Panichello and Descendants dated 2/5/08

1


 

    James J. Kim 2008 Trust FBO Dylan James Panichello and Descendants dated 2/5/08
 
    James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08
 
    James J. Kim 2008 Trust FBO Descendants of David D. Kim dated 2/5/08
 
    James J. Kim 2008 Qualified Annuity Trust UA dated 11/14/08
 
    James J. Kim 2008 GRAT Remainder Trust UA dated 11/14/08
 
    The James & Agnes Kim Foundation, Inc.
 
    915 Investments, LP
 
    James J. Kim 2009 Qualified Annuity Trust dated 12/29/09
 
    John T. Kim Children’s Trust UA dated 12/28/07
 
    Sujoda Investments, LP
[Signature Page Follows]

2


 

Each undersigned further agrees the information as it pertains to each undersigned is accurate and complete and that each undersigned has no knowledge or reason to believe that information as it relates to the other persons making this filing is inaccurate.
Dated: March 8, 2011
         
/s/ James J. Kim      
James J. Kim     
     
/s/ Agnes C. Kim      
Agnes C. Kim     
     
/s/ John T. Kim      
John T. Kim     
     
/s/ John T. Kim      
John T. Kim, as Trustee     
     
/s/ David D. Kim      
David D. Kim     
     
/s/ David D. Kim      
David D. Kim, as Trustee     
     
/s/ Susan Y. Kim      
Susan Y. Kim     
     
/s/ Susan Y. Kim      
Susan Y. Kim, as Trustee     
     
David D. Kim Trust of 12/31/87
 
   
By:   /s/ David D. Kim      
  David D. Kim, as Trustee     
       
John T. Kim Trust of 12/31/87
 
   
By:   /s/ John T. Kim      
  John T. Kim, as Trustee     

Susan Y. Kim Trust of 12/31/87
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Kim Panichello
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     

3


 

         

Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Mary Panichello 
     
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Dylan James Panichello
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01
 
By:   /s/ John T. Kim      
  John T. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim FBO Jason Lee Kim dated 11/17/03
 
By:   /s/ John T. Kim      
  John T. Kim, as Trustee     
       
Irrevocable Deed of Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05
 
By:   /s/ David D. Kim      
  David D. Kim, as Trustee     
       
James J. Kim 2008 Trust FBO Alexandra Kim Panichello and Descendants dated 2/5/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
James J. Kim 2008 Trust FBO Jacqueline Mary Panichello and Descendants dated 2/5/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     

4


 

         

James J. Kim 2008 Trust FBO Dylan James Panichello and Descendants dated 2/5/08 
     
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08
 
By:   /s/ John T. Kim      
  John T. Kim, as Trustee     
       
James J. Kim 2008 Trust FBO Descendants of David D. Kim dated 2/5/08
 
By:   /s/ David D. Kim      
  David D. Kim, as Trustee     
       
James J. Kim 2008 Qualified Annuity Trust UA dated 11/14/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
James J. Kim 2008 GRAT Remainder Trust UA dated 11/14/08
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
The James and Agnes Kim Foundation, Inc.
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Secretary     
       
915 Investments, LP
 
   
By:   /s/ James J. Kim      
  James J. Kim, as general partner     
       
James J. Kim 2009 Qualified Annuity Trust dated 12/29/09
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
John T. Kim Children’s Trust UA dated 12/28/07
 
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Trustee     
       
Sujoda Investments, LP
 
By:   Sujoda Management, LLC, its general partner    
       
By:   /s/ Susan Y. Kim      
  Susan Y. Kim, as Manager     
       
 

5